Cea section 1a
Webabbreviation. 1. College English Association. 2. Council of Economic Advisors. WebCEA, as well as Federal securities laws, to provide a comprehensive regulatory regime for swaps. Section 721 of the Dodd-Frank Act amends section 1a of the CEA, which, in relevant part, defines the term ―swap‖ under the CEA and includes foreign exchange swaps and foreign exchange forwards in the definition.2 Section 1a(47)(E) of the CEA
Cea section 1a
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WebJun 12, 2024 · CEA section 1a(49) defines the term “swap dealer” to include any person who: (1) Holds itself out as a dealer in swaps; (2) makes a market in swaps; (3) regularly enters into swaps with counterparties as an ordinary course of business for its own account; or (4) engages in any activity causing the person to be commonly known in the trade as ... WebMixed swap has the meaning set forth in CEA section 1a (47) (D), and refers to an instrument that is in part a swap subject to the jurisdiction of the Commission, and in part a security-based swap subject to the jurisdiction of the Securities and Exchange Commission.
WebOct 28, 2010 · Section 721 of the Dodd-Frank Act amends section 1a of the CEA which, in relevant part, defines the term “swap” under the CEA. Section 1a(47)(E) of the CEA authorizes the Secretary of the Treasury to make a written determination that “foreign exchange swaps” or “foreign exchange forwards,” or both, should not be regulated as … WebMay 2, 2013 · A borrower must be an “eligible contract participant,” as defined in section 1a (18) of the Commodity Exchange Act (“CEA”), in order to use an interest rate swap to …
Web§ 1a. Definitions § 1b. Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term … WebOct 1, 2024 · Although the Commodity Exchange Act (CEA) grants the CFTC exclusive jurisdiction over only swaps and commodity futures contracts, the CFTC has historically had anti-fraud and anti-manipulation enforcement authority over markets for transactions that are actual purchases of a commodity, sometimes called “spot” or “physical” transactions. 1 …
Webparticipant (ECP) definition in Commodity Exchange Act Section 1a(18), which is incorporated by reference in Securities Exchange Act Section 3(a)(65). This definition is a key component of the new regulatory framework for the swaps markets. As a result of the Dodd-Frank act, only ECPs will be able to enter into over-the-counter (OTC) swaps.
WebEach of Dealer and Counterparty agrees and represents that it is an “eligible contract participant” as defined in Section 1a (18) of the U.S. Commodity Exchange Act, as amended (the “CEA”), the Agreement and this Transaction are subject to individual negotiation by the parties and have not been executed or traded on a “trading facility” as … mitsubishi hamburg sperling sohn hamburgWebIT IS ORDERED, pursuant to Section 1a(25)(B)(vi) of the CEA and Section 3(a)(55)(C)(vi) of the Exchange Act, that an index is not a narrow-based security index if: (1) it is traded on or subject to the rules of a foreign board of trade; (2) the offer and sale in the United States of a contract of sale for future delivery on the index was ... mitsubishi hand dryersWebNov 20, 2012 · Under section 1a(47)(F) of the CEA, a foreign exchange swap or foreign exchange forward that is “listed and traded on or subject to the rules of a designated contract market or a swap execution facility, or that is cleared by a derivatives clearing organization, shall not be exempt from any provision of [CEA], or the amendments under … mitsubishi halle düsseldorf coronaWebDec 21, 2000 · As used in this chapter: (1) Alternative trading system The term “ alternative trading system ” means an organization, association, or group of persons that—. (A) is … eligible contract participant (18) Eligible contract participant The term “eligible … ingles ccnaWebThe Commodity Exchange Act, referred to in par. (12)(C), is act Sept. 21, 1922, ch. 369, 42 Stat. 998, which is classified generally to chapter 1 (§1 et seq.) of Title 7, Agriculture. For complete classification of this Act to the Code, see section 1 of Title 7 and Tables. Statutory Notes and Related Subsidiaries Effective Date ingles ccuWebFor purposes of section 1a(33) of the Act, 7 U.S.C. 1a(33), and the definition of major swap participant in this section, the terms major swap category, category of swaps and any … ingles cecyt 1WebNov 20, 2012 · CEA, as well as Federal securities laws, to provide a comprehensive regulatory regime for swaps. Section 721 of the Dodd-Frank Act amends section 1a of the CEA, which, in relevant part, defines the term ‘‘swap’’ and includes foreign exchange swaps and foreign exchange forwards in the definition.2 Section 1a(47)(E) of the CEA authorizes ingles cec